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| Industry |
Banking & Finance |
| Position |
Stockbroking |
| Language |
Any,English |
| Preferred
work type |
Full time |
| Job
Description |
Debbie Graham & Associates Limited
Head of Compliance and Operational Risk
Leading Global Investment Bank/Stockbroking
Suit Industry experience in middle office operations or front office
Great team, suit strong interpersonal skills
A global investment banking group seeks the services of a switched on Compliance Manager for their New Zealand operation. You will manage compliance reviews, provide reports, coordinate and deliver compliance training, review and advise on proposed amendments to compliance procedures and assist in responding to requests for information from regulators.
The ideal candidate will have had industry experience in operations, front office, risk management or compliance within the sharebroking industry. Ideally you have a strong understanding of the securities regulatory environment and you will be experienced in advising clients in relation to the application of NZX rules as well as responding to queries and notices from regulatory authorities.
We seek an excellent communicator with strong written communication skills who can demonstrate plenty of initiative and enthusiasm as well as having a professional manner which reflects personal integrity and ethics.
This is a unique and challenging position, working with the best in the business and in a dynamic environment where team work and a positive approach is crucial to your success. For further details on this excellent opportunity please telephone Tonia Calderwood on 09 358 0888 or email tonia.calderwood@dgal.co.nz
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